Former Chief of SEC’s Asset Management Unit Joins Fried Frank in Washington, D.C.

Fried Frank has welcomed C. Dabney O’Riordan as a partner in its litigation department and asset management practice, based in Washington, D.C. Formerly the Chief of the SEC’s Asset Management Unit, she advises asset managers and public companies on SEC regulatory compliance and represents clients before the SEC and in private disputes. For commentary from O’Riordan, see “SEC Sanctions Investment Adviser and CCO for Compliance Failures That Allowed Misappropriations” (May 15, 2025); as well as our two-part series “Grading Gary Gensler”: Examination Practices, Enforcement Efforts and Industry Guidance (Feb. 6, 2025); and Rulemaking, Culture and Operational Proficiency, and Relationship With Private Funds Industry (Feb. 20, 2025).

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